久久久无码人妻精品无码_6080YYY午夜理论片中无码_性无码专区_无码人妻品一区二区三区精99

   

BIZCHINA / Finance

Securities Law of the People's Republic of China (revised in 2005)

Updated: 2006-04-18 08:56

Article 154 During a period when a securities company is ordered to suspend its business for rectification, or is designated for trusteeship, or is being taken over or liquidated, or where any major risk occurs, the following measures may be adopted to any director, supervisor, senior manager or any other person of the securities company directly responsible upon the approval of the securities regulatory authority under the State Council:
 (1) Notifying the export administrative organ to prevent him from exiting the Chinese territory; and
 (2) Requesting the judicial organ to prohibit him from moving, transferring his properties or disposing his properties by any other means, or setting any other right to his properties.
 
Chapter VII Securities Registration and Clearing Institutions

Article 155 A securities registration and clearing institution is a non-profit legal person that provides centralized registration, custody and settlement services for securities transactions. The establishment of a securities registration and clearing institution shall be subject to the approval of the securities regulatory authority under the State Council.

Article 156 The establishment of a securities registration and clearing institution shall fulfill the following requirements:
 (1) Its self-owned capital shall be no less than 0.2 billion yuan;
 (2) It shall have a place and facilities as required by the services of securities registration, custody and settlement;
 (3) Its major managers and practitioners shall have the securities practice qualification; and
 (4) It shall meet any other requirement as prescribed by the securities regulatory authority under the State Council. The words "securities registration and clearing" shall be indicated in the name of a securities registration and clearing institution.

Article 157 A securities registration and clearing institution shall perform the following functions:
 (1) The establishment of securities accounts and settlement accounts;
 (2) The custody and transfer of securities;
 (3) The registration of roster of securities holders;
 (4) The settlement and delivery for listed securities trading of a stock exchange;
 (5) The distribution of securities rights and interests on the basis of the entrustment of issuers;
 (6) The handling of any inquiry relating to the aforesaid business operation; and
 (7) Any other business operation as approved by the securities regulatory authority under the State Council.

Article 158 A national centralized and unified operation shall be adopted for the registration and settlement of securities. The constitution and operational rules of a securities registration and clearing institution shall be formulated according to law and shall be subject to the approval of the securities regulatory authority under the State Council.

Article 159 The securities as held by the relevant holders shall be all put under the custody of a securities registration and clearing institution in a listed trading. A securities registration and clearing institution may not misuse any securities of its clients.

Article 160 A securities registration and clearing institution shall provide the roster of securities holders as well as the relevant materials to a securities issuer. A securities registration and clearing institution shall, according to the result of securities registration and settlement, affirm the fact that a securities holder holds the relevant securities and provide the relevant registration materials to a securities holder. A securities registration and clearing institution shall guarantee the authenticity, accuracy and integrity of the roster of securities holders as well as records of transfer registration and may not conceal, forge, alter or damage any of the aforesaid materials.

Article 161 A securities registration and clearing institution shall take the following measures to guarantee a sound operation of its business:
 (1) Having the necessary service equipment and complete data protection measures;
 (2) Having established complete management systems concerning operation, finance and security protection; and
 (3) Having established a complete risk management system.

Article 162 A securities registration and clearing institution shall keep the original voucher of registration, custody and settlement as well as the relevant documents and materials in a proper manner. The term for keeping the aforesaid materials shall be no less than 20 years.

Article 163 A securities registration and clearing institution shall establish a clearing risk fund so as to pay in advance or make up any loss of the securities registration and clearing institution as incurred from default delivery, technical malfunction, operational fault or force majeure. The securities clearing risk fund shall be withdrawn from the business incomes and proceeds of a securities registration and clearing institution and may be paid by clearing participants according to a specified percentage of securities trading volume. The measures for raising and managing the securities clearing risk fund shall be formulated by the securities regulatory authority under the State Council in collaboration with the fiscal department of the State Council.

Article 164 The securities clearing risk fund shall be deposited into a special account of a designated bank and shall be subject to special management. Where a securities registration and clearing institution makes any compensation by using the securities clearing risk fund, it may recourse the payment to the relevant person as held responsible.

Article 165 An application for dissolving a securities registration and clearing institution shall be subject to the approval of the securities regulatory authority under the State Council.

Article 166 An investor who entrusts a securities company to undertake any securities trading shall apply for opening a securities account. A securities registration and clearing institution shall, according to the relevant provisions, open a securities account for an investor in his own name. An investor who applies for opening an account shall hold the legitimate certificates certifying his identity of a Chinese citizen or its qualification of a Chinese legal person, unless it is otherwise provided for by the state.


Page: 12345678910111213141516171819

(For more biz stories, please visit Industry Updates)

 
 

久久久无码人妻精品无码_6080YYY午夜理论片中无码_性无码专区_无码人妻品一区二区三区精99

    色综合天天天天做夜夜夜夜做| 欧美剧情电影在线观看完整版免费励志电影| 国产日产欧产精品推荐色| 国产成人99久久亚洲综合精品| 国产精品色眯眯| 91免费观看在线| 天天综合日日夜夜精品| 欧美大白屁股肥臀xxxxxx| 国产高清视频一区| 亚洲四区在线观看| 欧美精品粉嫩高潮一区二区| 久久av中文字幕片| 国产欧美精品区一区二区三区 | 欧美videofree性高清杂交| 国产精品亚洲专一区二区三区 | 亚洲日本在线天堂| 欧美日韩成人综合| 狠狠v欧美v日韩v亚洲ⅴ| 国产精品日韩成人| 欧美日韩色一区| 国内成人精品2018免费看| 日韩一区欧美一区| 在线成人免费视频| 福利视频网站一区二区三区| 亚洲另类春色国产| 亚洲精品在线一区二区| 成人精品国产福利| 午夜免费欧美电影| 国产日韩欧美精品在线| 欧美中文字幕不卡| 国产乱码字幕精品高清av| 伊人色综合久久天天| 日韩欧美二区三区| 91在线你懂得| 另类人妖一区二区av| 国产精品美女久久久久aⅴ国产馆| 欧美特级限制片免费在线观看| 麻豆免费看一区二区三区| 日韩一区日韩二区| 欧美成人在线直播| 色成年激情久久综合| 极品少妇一区二区| 亚洲一区二区三区视频在线| 久久午夜电影网| 欧美在线观看一区| 国产不卡免费视频| 日韩在线观看一区二区| 中文字幕在线视频一区| 日韩一区二区三区视频在线观看| av不卡免费在线观看| 久久99国产精品久久99| 亚洲午夜av在线| 国产欧美日韩麻豆91| 欧美精品一二三| 国产成人av影院| 秋霞影院一区二区| 亚洲人成小说网站色在线| 精品国产乱码久久久久久夜甘婷婷| 色综合色狠狠综合色| 国产美女精品人人做人人爽 | 日本伊人午夜精品| 亚洲精选在线视频| 国产精品视频一二三| 日韩午夜精品电影| 欧美日韩的一区二区| 91色九色蝌蚪| 国产91丝袜在线观看| 精品一区二区三区香蕉蜜桃| 亚洲一级电影视频| 最新国产精品久久精品| 国产视频一区在线播放| 欧美一级片在线| 欧美三级日韩在线| 91亚洲国产成人精品一区二区三| 国产激情一区二区三区桃花岛亚洲| 日本亚洲欧美天堂免费| 亚洲国产精品久久一线不卡| 1024亚洲合集| 欧美国产精品一区二区| 久久欧美一区二区| 日韩亚洲国产中文字幕欧美| 欧美日韩你懂的| 91久久精品网| 一本大道久久a久久综合婷婷| 成人爽a毛片一区二区免费| 韩国一区二区视频| 裸体一区二区三区| 日本午夜精品视频在线观看| 亚洲成人免费视频| 亚洲在线视频一区| 一区二区三区在线观看欧美| 成人免费一区二区三区视频 | 天堂一区二区在线| 亚洲韩国一区二区三区| 一区二区在线观看视频| 亚洲视频1区2区| 亚洲欧洲制服丝袜| 亚洲色图另类专区| 亚洲精品日韩综合观看成人91| 国产精品国产馆在线真实露脸| 国产精品麻豆网站| 国产精品久久久久国产精品日日| 欧美国产日韩一二三区| 中文字幕不卡的av| 国产精品毛片无遮挡高清| 国产精品久久久久7777按摩| 亚洲欧洲国产日韩| 亚洲天堂a在线| 一区二区三区精密机械公司| 亚洲激情自拍偷拍| 亚洲一区二区三区四区不卡| 亚洲高清免费视频| 青青草97国产精品免费观看无弹窗版 | 久久午夜国产精品| 国产日韩欧美激情| 中文字幕在线不卡一区| 中文字幕制服丝袜一区二区三区 | 国产精品亲子伦对白| 国产精品视频线看| 中文字幕在线不卡一区| 一区二区三区在线看| 亚洲电影视频在线| 免费视频一区二区| 国产一区二区精品久久91| 国产激情91久久精品导航 | 色婷婷综合久久久中文字幕| 色综合久久中文综合久久97| 欧美色大人视频| 欧美大片拔萝卜| 国产精品素人一区二区| 亚洲欧美另类综合偷拍| 亚洲成人在线免费| 久久99国产精品久久99| 国产精品66部| 91农村精品一区二区在线| 欧美日本在线看| 欧美成人高清电影在线| 国产精品毛片大码女人| 亚洲一卡二卡三卡四卡无卡久久| 丝瓜av网站精品一区二区| 久久精品免费观看| 成人av在线资源网| 欧美自拍偷拍午夜视频| 欧美电影免费观看高清完整版 | 国产精品色哟哟| 亚洲一线二线三线视频| 裸体歌舞表演一区二区| 高清久久久久久| 欧美日韩中文一区| 亚洲精品在线观| 日韩美女久久久| 日本三级韩国三级欧美三级| 国产乱理伦片在线观看夜一区| av电影天堂一区二区在线观看| 91福利国产成人精品照片| 精品国产髙清在线看国产毛片| 国产精品理论片| 日韩高清国产一区在线| 丰满白嫩尤物一区二区| 欧美日韩在线亚洲一区蜜芽| 精品日韩成人av| 亚洲欧美日韩一区二区 | 日韩精品电影在线| 成熟亚洲日本毛茸茸凸凹| 欧美日韩极品在线观看一区| 国产午夜精品福利| 亚洲成人精品一区| 成人国产精品免费观看动漫| 7777精品伊人久久久大香线蕉完整版| 久久精品人人做人人爽97| 亚洲一区二区三区精品在线| 国产美女精品一区二区三区| 欧美日韩免费观看一区二区三区| 久久久久国产一区二区三区四区| 亚洲一区二区三区四区的| 国产成人av影院| 欧美一区二区啪啪| 亚洲精品网站在线观看| 国产精品香蕉一区二区三区| 欧美日韩mp4| 亚洲人成在线观看一区二区| 国产一区二区三区黄视频 | 欧美一区二区三区免费| 亚洲免费观看在线视频| 久久99精品久久久| 欧美日韩一区二区三区在线看| 国产欧美日韩久久| 美国三级日本三级久久99| 色8久久精品久久久久久蜜| 久久久高清一区二区三区| 亚洲va天堂va国产va久| av不卡一区二区三区| 久久久影院官网| 天堂在线一区二区| 91传媒视频在线播放| 亚洲欧洲日本在线| 国产成人免费9x9x人网站视频| 日韩女优毛片在线| 亚洲va欧美va国产va天堂影院| 91麻豆免费看|